Licensing & Contracting

AGENT SET-UP PACKET - Fillable packet, to save completed packet - click print and save to PDF

AML TRAINING WEBSITE -  To create User Name and Password, click on "forgot user name" and follow instructions. Password is your last name (all lower case) . 

CE CREDITS - LIFE / LONG TERM CARE / ANNUITY TRAINING WEBSITE  - Click on "Insurance CE". Select a state, then select line of insurance.  


E&O Coverage, We Recommend the Following: 
CalSurance 1-800-745-7189
AON Direct 1-800-247-3448
Titon Marketing 1-800-967-1819
Please Note: Most carriers require a minimum of 1 million of coverage and need the products listed (fixed life, variable life, fixed annuities, etc.) that you plan on selling.

Anti-Money Laundering Requirements by Carrier:
AIG:
AML has to be completed before new business is submitted. LIMRA is accepted or you can go on AIG’s website and complete brainshark training.

AMERICAN NATIONAL:
Will not issue new business until AML is completed. Anything other than LIMRA needs to be submitted to the compliance department for approval.

AXA:
AML needs to be completed before new business will be issued. Carrier will accept other company’s AML with certification form. No form needed if AML is completed through LIMRA.

BANNER: 
AML must be completed within 2 years of submitting business.  Will accept AML from many vendors. Certificate must have agent's full name and clearly state Anti-Money Laundering or AML.

GENWORTH:
AML needs to be completed before new business will be issued. They only accept LIMRA.

GENWORTH LTC:
AML not required.

ING:
AML is required before new business will be issued. Prefer LIMRA, but other company’s AML certification will be accepted if certification form submitted.

JOHN HANCOCK:
AML must be completed before new business is submitted. Prefer LIMRA, but other company’s will be accepted if certification form is submitted.

JOHN HANCOCK LTC:
AML is not required.

LINCOLN FINANCIAL:
AML must be completed before new business is submitted. Prefer LIMRA, but other company’s will be accepted. Certification form needs to have agent’s name, along with the name of the course and the completion date.

METLIFE:
AML is required before new business will be issued. Met only accepts LIMRA.

MUTUAL OF OMAHA:
Will accept AML from LIMRA, RegEd, Kaplan, WebCE, and Santicruise.

NATIONWIDE:
Will accept any AML training provided it was completed within the last 12 months.

PRUDENTIAL:
AML needs to be completed before new business is issued. Prefer LIMRA.

SBLI:
Will accept any AML training.

TRANSAMERICA:
AML needs to be completed before new business is issued. Prefer LIMRA, but other company’s AML will be accepted with a certification form.

Where are we?

Daly Insurance Brokerage Services
231 Farmington Avenue
Farmington, CT 06032

Phone: 860-677-5707
Fax: 860-677-5801

 

 

Securities offered through The Leaders Group, Inc. Member FINRA/SIPC 26 W. Dry Creek Circle, Suite 575, Littleton, CO 80120, 303-797-9080. Daly Insurance Brokerage Services, LLC is not affiliated with The Leaders Group, Inc.”

 

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